| § 71-1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-1-101. Short title. |
| § 71-1-102. Definitions. |
| § 71-1-103. References to federal statutes. |
| § 71-1-104. References to federal agencies. |
| § 71-1-105. Electronic records and signatures. |
| § 71-1-201. Exempt securities. |
| § 71-1-202. Exempt transactions. |
| § 71-1-203. Additional exemptions and waivers. |
| § 71-1-204. Denial, suspension of application, revocation, condition, or limitation of exemptions. |
| § 71-1-301. Securities registration requirement. |
| § 71-1-302. Notice filing. |
| § 71-1-303. Securities registration by coordination. |
| § 71-1-304. Securities registration by qualification. |
| § 71-1-305. Registration filings. |
| § 71-1-306. Denial, suspension, or revocation of effectiveness of registration statement. |
| § 71-1-307. Waiver or modification. |
| § 71-1-308. Investment certificate issuers - Registration requirements. |
| § 71-1-401. Broker-dealer registration requirement and exemptions. |
| § 71-1-402. Agent registration requirement and exemptions. |
| § 71-1-403. Investment adviser registration requirement and exemptions. |
| § 71-1-404. Investment adviser representative registration requirement and exemptions. |
| § 71-1-405. Federal covered investment adviser registration requirement and exemptions. |
| § 71-1-406. Registration application - Time of becoming effective. |
| § 71-1-407. Succession and change in registration of broker-dealer or investment adviser. |
| § 71-1-408. Termination of employment or association of agent and investment adviser representative - Transfer of employment or association. |
| § 71-1-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative. |
| § 71-1-410. Postregistration requirements. |
| § 71-1-411. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration. |
| § 71-1-501. General fraud. |
| § 71-1-502. Prohibited conduct in providing investment advice. |
| § 71-1-503. Evidentiary burden. |
| § 71-1-504. Filing of sales and advertising literature. |
| § 71-1-505. Misleading filings. |
| § 71-1-506. Misrepresentations concerning registration or exemption. |
| § 71-1-507. Qualified immunity. |
| § 71-1-508. Violations - Criminal penalties - Administrative fines. |
| § 71-1-509. Civil liability. |
| § 71-1-510. Rescission offers. |
| § 71-1-601. Administration. |
| § 71-1-602. Investigations and subpoenas. |
| § 71-1-603. Civil enforcement. |
| § 71-1-604. Administrative enforcement. |
| § 71-1-605. Rules, forms, orders, interpretative opinions, and hearings. |
| § 71-1-606. Administrative files and opinions. |
| § 71-1-607. Public records - Confidentiality. |
| § 71-1-608. Uniformity and cooperation with other agencies. |
| § 71-1-609. Commission review of order - Judicial review. |
| § 71-1-610. Jurisdiction. |
| § 71-1-611. Service of process. |
| § 71-1-612. Fees. |
| § 71-1-613. Availability of data for supervision of personnel - Sharing of data - Confidentiality. |
| § 71-1-701. Application of act to existing proceedings and rights. |
| § 71-2. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-3. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-4. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-5. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-6. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-7. Repealed by Laws 1985, c. 178, § 81, operative July 1, 1985. |
| § 71-8. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-9. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-10. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-11. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-12. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-13. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-14. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-15. Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10, 1980. |
| § 71-16. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-17. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-101. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-102. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-103. Repealed by Laws 1995, c. 196, § 20, eff. July 1, 1995. |
| § 71-201. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-202. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-202.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-203. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-204. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-301. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-302. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-303. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-304. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-304.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-305. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-305.1. Repealed by Laws 1987, c. 208, § 120, operative July 1, 1987 and Laws 1987, c. 236, § 203, emerg. eff. July 20, 1987. |
| § 71-305.2. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-306. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-307. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-401. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-402. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-403. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-404. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-405. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-406. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-406.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-407. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-408. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-409. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-410. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-411. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-411.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-412. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-412.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-413. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-414. Definitions. |
| § 71-415. Public announcement of take-over bid - Filing of required information - Hearings - Information to be filed - Costs. |
| § 71-416. Statutory procedure must be followed. |
| § 71-417. Discrimination prohibited. |
| § 71-418. Copies of information to be filed with certain regulatory bodies. |
| § 71-419. Liabilities, remedies and penalties. |
| § 71-420. Rules and regulations. |
| § 71-421. Exemptions. |
| § 71-431. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-432. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-433. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-434. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-435. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-436. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-437. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-438. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-439. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-440. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-441. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-442. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-443. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-444. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-445. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-446. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-447. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-448. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-449. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-450. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985. |
| § 71-451. Short title. |
| § 71-452. Definitions. |
| § 71-453. Effective take-over offer required - Registration statement - Suspension of take-over offer and hearing. |
| § 71-454. Solicitation materials - Filing - Prohibited use. |
| § 71-455. Fraudulent, deceptive and manipulative acts prohibited. |
| § 71-456. Actions of offeror - Limitations. |
| § 71-457. Powers of Administrator - Rules and forms - Exemptions from act. |
| § 71-458. Registration fee. |
| § 71-459. Violations - Cease and desist orders - Injunctions. |
| § 71-460. Violations - Penalty - Evidence. |
| § 71-461. Liability of offeror - Rights and remedies of seller. |
| § 71-462. Application of provisions of Oklahoma Securities Act. |
| § 71-501. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-502. Repealed by Laws 1989, c. 154, § 2, operative July 1, 1989. |
| § 71-503. Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10, 1980. |
| § 71-504. Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10, 1980. |
| § 71-601. Citation. |
| § 71-602. Definitions. |
| § 71-621. Registration - Violations. |
| § 71-622. Exemptions. |
| § 71-623. Additional exemptions. |
| § 71-624. Burden of proof. |
| § 71-625. Application for registration. |
| § 71-626. Public offering statements - Contents - Violations - Uses. |
| § 71-627. Orders - Application for registration - Filing of documents and information. |
| § 71-628. Denial of effectiveness to, suspension or revocation of effectiveness of registration. |
| § 71-631. Licenses - Exemptions - Term - Suspension, revocation or denial. |
| § 71-632. Application for license. |
| § 71-633. Records - Copies - Inspection - Reports - Examination - Rules and regulations. |
| § 71-634. Denial, revocation or suspension of license. |
| § 71-641. Fraud - Penalty. |
| § 71-642. Liens and encumbrances. |
| § 71-643. Contracts - Voiding - Rescinding - Revoking. |
| § 71-644. Notice to purchaser - Signatures - Rescission of contract. |
| § 71-651. Administration of Code - Personal use of information - Privileges and immunities. |
| § 71-652. Fees - Disposition. |
| § 71-653. Advertising. |
| § 71-654. Fraud - Filing of documents and information. |
| § 71-655. Presumptions - Fraud - Violations. |
| § 71-656. Power and duties of Administrator. |
| § 71-657. Injunctions - Intervention in suits involving subdivided land. |
| § 71-658. Violation of Code - Fine. |
| § 71-659. Liability to purchaser - Persons liable - Limitation of actions. |
| § 71-660. Summary prohibition of offers or dispositions. |
| § 71-661. Review of orders. |
| § 71-662. Rules, forms and orders - Making, amending or rescinding - Exemption from liability. |
| § 71-663. Filing of documents - Register - Inspection - Copies - Interpretative opinions. |
| § 71-664. Consent to service of process - Service. |
| § 71-665. Dispositions and offers - Application of law - Acceptance. |
| § 71-666. Liens and encumbrances. |
| § 71-667. Construction of act. |
| § 71-701. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-702. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-703. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004. |
| § 71-801. Short title. |
| § 71-802. Definitions. |
| § 71-803. Exemptions. |
| § 71-804. Denial or revocation of exemption - Orders and violation thereof. |
| § 71-805. Burden of proving exemption. |
| § 71-806. Certain sales unlawful. |
| § 71-807. Registration procedure. |
| § 71-808. Disclosure document. |
| § 71-809. Contracts or agreements required - Contents. |
| § 71-810. Suspension or revocation of registration - Grounds - Procedure. |
| § 71-811. Minimum net worth requirement. |
| § 71-812. Administration of act - Use of disclosure of information. |
| § 71-813. Investigations and proceedings - Powers and duties of Administrator. |
| § 71-814. Violation of act - Orders - Penalties. |
| § 71-815. Review of orders. |
| § 71-816. Rules, forms and orders - Making, amending and rescinding. |
| § 71-817. Document filed when received by Administrator - Register of applications and orders - Disclosure - Interpretive opinions. |
| § 71-818. Application of act - Offer to sell, communication thereof and acceptance - Service of process and agent therefor. |
| § 71-819. Fraud or deceit unlawful. |
| § 71-820. False or misleading statements unlawful. |
| § 71-821. Conclusiveness of filed document. |
| § 71-822. Misleading advertising unlawful. |
| § 71-823. Violations - Penalty - Criminal prosecutions. |
| § 71-824. Violations - Civil actions. |
| § 71-825. Aiding and abetting violation. |
| § 71-826. Limitation of actions - Remedies not exclusive - Waiver of compliance, duty or liability void. |
| § 71-827. Construction of act. |
| § 71-828. Oklahoma Securities Act - Application. |
| § 71-829. Fees and charges - Deposits. |
| § 71-901. Short title. |
| § 71-902. Definitions. |
| § 71-903. Rules governing registration in beneficiary form. |
| § 71-904. Applicable law. |
| § 71-905. Origination of registration in beneficiary form. |
| § 71-906. Form of registration. |
| § 71-907. Effect of registration. |
| § 71-908. Ownership on death - Rights of creditors. |
| § 71-909. Protections for registering entity. |
| § 71-910. Nonprobate transfer - Liability of transferees. |
| § 71-911. Terms, conditions and form for registration. |
| § 71-912. Construction. |
| § 71-913. Application. |